—73→
State University of New York at Binghamton
Don Quijote, a novel saturated with figures
who assume the multiple literary roles of characters, readers, and authors or
narrators, is «in many ways a lesson in reading»
38.
Filling his book with characters and narrators who are literary in essence and
often conscious of being so, Cervantes implies in his text the extratextual
Reader, to whom he directs aesthetic and ethical lessons about how one should
respond to literature and to other people39. In this study I
will consider the most interesting doubly literary figures, their functions
within
Don Quijote, and how their literariness
affects the reading of the novel as a whole.
There are several types of character-reader-authors in Don Quijote. The quintessential, although unique example is, of course, Don Quijote, an extremely avid reader who through his words and imagination transforms himself into the protagonist and author of his own living chivalric romance. There are numerous characters who follow Don Quijote's example to a certain extent, playing literary roles and often occupying and/or manipulating the novel of his adventures. Before discussing these figures individually, I will give an idea of their general characteristics. There are some characters (Cardenio and Dorotea, for example) who, like Don Quijote, are the protagonists and narrators of their own historias, with the important difference that their historias are based not on imagination, but on truth40. Most of the other characters I will discuss (especially the Priest, the Barber, and the Duques) are readers both in the literal sense of the word, in that they like to read or listen to stories, and in the figurative sense, in that they derive pleasure from observing, listening to, and interpreting, or reading, other people's lives. These characters share the curious tendency to respond to other people as they respond to books and stories, often reducing others to literary objects and then making themselves the authors of others' historias. The third group of literary figures consists of the narrators of Don Quijote, who are also readers and characters, especially in Part Two, where as character-readers they appear to misread both the text and its protagonists. I will discuss the characters more or less in the order in which they appear in the novel, with the exception of the narrators, whom I will consider at the end, since they most directly affect the Reader's reading of Don Quijote.
Don Quijote is considered insane because of his transformation from a reader to a protagonist-author of chivalric romances, but ironically, what he does is actually only an exaggerated case of what nearly all of the characters in Cervantes's novel do. Alonso Quijano is a naïve reader; he doesn't distinguish —75→ between reality or history and fiction and immerses himself too much in his reading:
(I, 7341) |
Alonso Quijano doesn't maintain the appropriate distance between life and literature and consequently becomes incapable of distinguishing between fiction and reality. Not satisfied with experiencing adventures vicariously, through reading, he enters into the world of fiction, transforming himself from a passive reader of chivalric adventures into Don Quijote, the author and protagonist of his own adventures. With the power of language and of his imagination, Alonso Quijano frees himself from everyday existence and creates for himself another reality and a new (although imitated) identity.
When Don Quijote begins his career as knight errant, his imagination is powerful, though untested. He is good at transforming the real world into one more appropriate to the romance he wishes to live. As a sort of living novel, he attracts many readers, that is, other characters who derive pleasure from watching him and laughing at him. Often the attraction of the Quixotic world is so strong that many of his readers can't distance themselves from it. Like Don Quijote, they cross the border between reality and fiction and enter into the fantastic Quixotic world, allowing themselves to be transformed into characters in his novel. Thus, at first Don Quijote has the power to be not only his own author, but also the creator and author of other characters.
The first episode in which other people
become characters in Don Quijote's adventures occurs on his first sally, when
he goes to the inn and imposes his fantastic reality on the people there. In
his imagination and with his words, he transforms the inn into a castle, the
prostitutes into damsels, and the innkeeper into a knight, so that everything
is concordant with the world of knight-errantry. Don Quijote needs other people
to participate in his adventure, and his «incited» nature incites
them to do what
—76→
he wants42. Having realized that he has not yet been knighted,
he asks the innkeeper to knight him, which he agrees to do «por tener que reír aquella noche»
(I, 88). Thus, the people at the inn play the roles Don Quijote
has assigned them, and they perform the ceremony just as he wishes.
Although in the inn the protagonist Don Quijote has wounded a muleteer, as author he has done no harm. Nevertheless, immediately afterwards he begins to include in his adventures people who do not wish to participate. He interferes in other people's lives and forces them to do what his plot requires, which often causes great pain both to them and to himself. What happens in the «adventure» of Andrés exemplifies many Quixotic adventures. When Don Quijote demands that Andrés's «gentleman» master untie and pay the boy, in his imagination he has completed a successful adventure. But he has actually worsened the boy's situation through his attempt to manipulate the master; after Don Quijote leaves, Andrés is whipped more than he would have been had Don Quijote never come on the scene. Don Quijote is later punished for this misdeed, for in the following adventure he receives a very painful beating from a muleteer.
On his second sally, Don Quijote
continues as author-protagonist of his own adventures, subjecting innocent
people to his plot and educating Sancho to perform the role of squire errant.
However, unfortunately for Don Quijote, many of the people whom they meet
«are irresistibly drawn to
invent situations in which they can enjoy,
and temporarily participate in, Don Quixote's madness»
( El
Saffar 23 [emphasis mine]). Such characters are not content with simply
observing or participating in Quixotic adventures, but wish to become inventors
or authors of them. As I will show below, this phenomenon occurs increasingly
often as the novel progresses, and Don Quijote loses progressively more control
over his own
historia, as other characters usurp
his power.
In spite of their disapproval of his literary behavior, Don
Quijote's «friends», the Priest and the Barber, also play the
multiple roles of character, reader, and author. Furthermore, the Priest is not
a very good reader in practice. Although he agrees with the Canon of Toledo
that the best books «deleitan y enseñan
juntamente»
(I, 564), whenever he hears
or reads stories, he speaks only of the pleasure they give him, never of what
he has learned43. Also, the Priest and the Barber, the supposedly discreet
intellectuals, share with many other characters of
Don Quijote the tendency to regard other
people as they regard stories, that is, as means toward their own
entertainment. They often consider others almost not as people, but as stories
that exist to be told for their pleasure. The Priest and the Barber demonstrate
these attitudes when they meet Cardenio in the Sierra Morena. First they hear
him singing his lament, which makes them feel «admiración y contento»
(I,
330). When they find out it is Cardenio who is singing, they are very
interested in hearing his story: «[L]os dos,
que no deseaban otra cosa que saber de su mesma boca la causa de su
daño, le rogaron se la contase»
(I,
332). Cardenio tells them his whole
historia, and the response of his
listeners (or readers) is, of course, pleasure; the Priest says that
«no sólo no se cansaban en oírle,
sino que les daba mucho gusto las menudencias que
contaba»
(I, 338).
The pleasure the Priest and the Barber derive from reading other
people's lives is even more obvious in the scene in which they meet Dorotea.
Here they move from taking pleasure in story to a kind of voyeurism; they enjoy
reading not only her
historia, but also her body44. After hearing a voice saying it wants to remain hidden, the
two, along with Cardenio, want to know who is speaking. When they see Dorotea
(who is dressed as a boy), instead of speaking with her, they approach her
quietly and hide behind some rocks to watch the erotic «mozo» washing «his» feet in the brook.
Thus, they go from vicarious reading of others to voyeurism, also a kind of
reading. Dorotea's beauty awakes in the men «más admiración y... más deseo de saber
—78→
quién [es]»
(I, 346),
and after coming out from his hiding place and confronting Dorotea, the Priest
asks her to tell her
historia.
The fact that the Priest and the Barber react to Cardenio and
Dorotea as if they were stories more than people is surprising, but what is
even more striking is that Cervantes himself presents them as such. These two
narrator-protagonists of the stories of their lives are «the
repositor[ies], the embodiment[s] of...
tale[s]»
(Fajardo 92), read not only by other characters, but through these
characters, by the Reader. Both Cardenio and Dorotea tell their histories as
stories; they are the storytellers, and the others, their audience, gather
around to listen.
Dorotea, who is less desperate than Cardenio, is able to remain
distant enough from her own story to be able to consider it as a work of
art45. As Stephen Gilman points out, Dorotea is very conscious
of being a storyteller. After Cardenio's interruption, she resumes telling her
historia by saying, «lo que en mi
cuento pasa
fue...»
( I, 352 [emphasis mine]).
Furthermore, she demonstrates artistic control over her
historia in her delivery, style, and
use of various literary devices (Gilman 168). Dorotea «fabricates (or
at least arranges) her story imaginatively, admires it as she repeats it aloud,
and proceeds to try to live it»
(Gilman 169). Gilman
also argues that Cardenio and Dorotea are characters not only of their own
historias, but also in real life; even
in their everyday lives, they behave as theatrically as Don Quijote does in his
«insane» attempts to replicate a chivalric romance. Their conduct,
fashioned according to the rules of nobility and honor, a sort of national
role-playing stimulated by the national theater, makes their
historias almost as unbelievable as
chivalric romances are. Dorotea becomes a literary character on yet another
level when she plays the role of Princess Micomicona. Dorotea,
«borrowed tacitly from the theater»
, and Micomicona,
«imitated verbally from the romances of chivalry»
, are
«equally artificial and absurd»
(Gilman
175).
Having examined the Priest and the Barber as readers, I would now
like to look at how they play the literary roles of author and character. These
two men are the first characters who become authors in order to manipulate Don
Quijote. Although their primary motive is to cure or normalize him, they also
wish
—79→
to benefit from the program they have designed to
«reducirle a mejor
vida»
(I, 328) and cannot resist creating
a situation that will entertain them46.
The Priest and the Barber manipulate Don Quijote not through discourse, but
through fiction: through a drama that will appeal to his sense of chivalry.
Their first plan is that the Priest play the role of a damsel in distress and
the Barber play her squire, but when they tell their plot to Dorotea, they
agree that she ought to be the damsel, Princess Micomicona. Dorotea is more
suited to the role and knows how to play it, since she has read many chivalric
romances. The three join forces and impose a plot on Don Quijote, composing for
him a fixed role that he must play. Don Quijote's role is active, but not
creative, for the ending of the play is already written in Micomicona's
father's prophecy, and Don Quijote is obliged by the plot not to enter into any
other adventure until he kills the giant and restores to Micomicona her
kingdom. Dorotea, on the other hand, plays the more creative role, telling the
«verdadera»
historia of the life of her character
immediately after having told the
verdadera historia of her real life.
Although the Priest, the Barber, and Dorotea consider themselves superior to
the «loco» Don Quijote and
the «simple» Sancho Panza, these «discreet» people must
abandon their positions as observers or readers exterior to the fictional world
of chivalric romances in order to enter into the Quixotic world, thus
transforming themselves into fictional characters and unconsciously
participating in Quixotism. Since it is through literary means that Don Quijote
is returned to a normal life, his return becomes a sort of spectacle that
provides what literature provides for most of Cervantes's characters: pleasure
(el gusto). The authors and actors inevitably end
up as spectators of their own drama, and especially of the reactions of the
«loco y simple» Don Quijote and
Sancho, which make everyone laugh.
Intending to write the final chapter of the historia of Don Quijote, the Priest and the Barber depose him from the position of author; they rob him of the authority over his own narrative. After the drama of Micomicona, Don Quijote becomes more and more passive, and as he has to respond to other people's creations, —80→ his own imaginative and creative forces diminish accordingly. Although he is limited by the drama of Micomicona, his position within it is not so bad. It seems at first that he will have the opportunity to do what all heroes of chivalric romances do: kill a giant and rescue a damsel. But maintaining the illusion of the drama turns out to be too complicated for the players, and Don Quijote's author-readers end up entrapping him literally, bringing him home in an «enchanted» state, completely passive and dehumanized. These «friends» of Don Quijote have committed the ethical error of reducing another person to a literary figure, a puppet, an object of ridicule, a means toward their own pleasure. Their error is the result of the Quixotic aesthetic error of not distinguishing appropriately between fiction and reality. Ethically, however, the Priest's and Barber's error is far worse than that of Don Quijote. Don Quijote also wishes to novelize others, but in his case it is in order to transport them to his own level of reality, not to put them in one inferior to his own.
The pattern of presenting the narration and reception of historias and dramas, along with several characters who play the literary roles of reader, author, and character, occurs repeatedly throughout Don Quijote, from the most interior level, that of the interpolated novella, «El curioso impertinente», to the most exterior, that of the narrators, which I will discuss below. In the case of «El curioso impertinente», the Reader of Don Quijote observes from a superior position the narration and reception of a story read aloud by the Priest, at the same time the character-readers/listeners are observing the performance and reception of dramas within the fictional story they are reading. At the beginning of the novella, Anselmo composes a drama in which his friend, Lotario, plays the role of seducer so that he can observe the reaction of his wife, Camila. But when the fiction becomes reality, and Lotario actually does become Camila's lover, Camila and Lotario become the authors. They plot a counter-drama, in which Camila will be the protagonist, thus forcing Anselmo to assume the role of naïve reader. Ultimately, Anselmo becomes the victim of the very plot he has set in motion and had hoped to control. He has been impertinente in trying to orchestrate a drama in which the characters are real people. The important aesthetic and ethical lessons of Don Quijote, that one should not confuse the boundaries between reality and fiction, novelize other people, nor try to become the author of other people's lives, are presented directly to the characters of Don Quijote in —81→ «El curioso impertinente». However, the characters of Don Quijote read «El curioso impertinente» for pleasure, not for edification, and they learn nothing from their reading47.
The inclusion of the publication of Part One of
Don Quijote in Part Two adds yet another
complication to the pattern of characters, readers, and authors. In Part Two,
many of the characters are readers of others not only in the figurative sense
of being listeners, observers, or voyeurs, but in that they have actually read
Part One of the adventures of Don Quijote and Sancho Panza. Thus, they consider
the protagonists not as real people whom they may sometimes treat as fictional
characters, but as literary/historical characters come to life. Further,
«rather than being unaware, or taken by surprise by Don Quixote's
madness... [they] tend to anticipate and exploit for their own entertainment
his [and Sancho's] credulity»
(El Saffar 82). Such
characters have preconceptions about what Don Quijote and Sancho are like and
treat them as the objects of ridicule they believe them be from their reading
of Part One. These new character-readers, like some in Part One of
Don Quijote, are not satisfied with reading
Don Quijote, but also insist on becoming his authors.
As I mentioned above, Don Quijote loses progressively more control over his own narrative throughout the course of the novel. In Part Two even the supposedly simple Sancho becomes the author of a Quixotic adventure and by doing so exerts a certain control over his master. In order to avoid revealing his lie about the letter to Dulcinea, Sancho deceives Don Quijote. He convinces him that the peasant girl mounted on a donkey is Dulcinea by transforming reality with words, as he has seen his master do so many times. In spite of the fact that Sancho does not follow literary conventions very well (for example, he says the girl has pearly eyes instead of pearly teeth), Don Quijote believes him. But since Don Quijote's imagination is already weak, he cannot transform the peasant girl into Dulcinea. After this «enchantment» of Dulcinea, Don Quijote loses even more control, not only over his narrative, but even over his own ideal. —82→ When he realizes that he cannot disenchant his ideal woman, his raison d'être, Don Quijote's melancholy deepens and his spirits fall. In this episode, Sancho assumes a position superior to that of Don Quijote and laughs at his naïveté, but he does not maintain this feeling of superiority nor insist on dominating him. As we will see below, when Don Quijote and Sancho meet the Duques, the squire quickly returns to the Quixotic level of reality.
Sansón Carrasco is the first reader of Part One of Don Quijote to appear in Part Two. After consulting the Priest and the Barber, Carrasco proposes to normalize Don Quijote by conquering him according to the rules of chivalry. For this reason, he enters into the Quixotic world as author and character of a chivalric adventure. According to Carrasco's plot, his character, the Knight of the Mirrors, will easily conquer Don Quijote and then force him to return home. Carrasco plays the role of a knight errant well enough, but fails as an author. As he learns most painfully, Don Quijote and Rocinante are not just of literature, but rather of very real flesh and bone. Since his characters exist in the real world and not just in the closed world of fiction, Carrasco cannot maintain control over everything that happens in his «adventure», and in the end, he is beaten, wounded, and conquered.
After his defeat, Sansón Carrasco becomes even more a part of the Quixotic world. He doesn't react as if losing the battle were simply the end of a fictional adventure, but resolves to seek actual revenge. The second time Carrasco enters into battle with Don Quijote (as the Knight of the White Moon), he conquers him and forces him to retire from knight errantry for one year. By conquering Don Quijote in a «mock» battle, Carrasco gains control over him and then uses his power to bring his adventures and historia to their ends. The obligation to retire so depresses Don Quijote that it contributes greatly to the cause of his death.
As we have seen, throughout Don Quijote Cervantes places his characters in various literary situations, portraying most of them as bad readers and authors who commit various aesthetic and ethical errors. But it is the Duques whom he portrays as the worst characters of Don Quijote: the worst readers and authors, the «villains». The Duques' attitude toward reading is similar to that of most of Don Quijote's characters. They derive great pleasure from reading books, and they hope that Don Quijote and Sancho will provide them with as much entertainment as literature does:
—83→(II, 270). |
The Duques are especially dangerous reader-authors, since they have either misread Part One of Don Quijote or have understood it and chosen to disregard their understanding for the sake of entertainment. Thus, they prove to be extremely vicious authors of adventures for Don Quijote and Sancho Panza. The Duques seem to think they understand the protagonists from having read the first part of their historia, but their reading is not consistent with the true natures of Don Quijote and Sancho Panza. According to their reading, the two are one-dimensional, like Avellaneda's characters. They consider Sancho to be simple, his master, loco. It is true that Cervantes's characters are this way in the beginning of Don Quijote, but Sancho soon becomes simple-discreto and Don Quijote, loco-cuerdo. The Duques are not aware of or do not take into account the complexity the protagonists have gained even in the latter chapters of Part One. Thus, in their attempt to make a continuation of El ingenioso hidalgo don Quijote de la Mancha, they commit the same artistic error that, according to Cervantes, Avellaneda commits in the false Quijote; they fail to show understanding of their characters.
In addition to misreading Part One, the Duques err in failing to distinguish appropriately between reality and fiction, more than almost any other character-reader-author. Like the Priest, the Barber, and Sansón Carrasco, the Duques want to become the authors of Don Quijote and Sancho Panza and manipulate them. However, unlike Don Quijote's friends, the «nobles» have absolutely no good motive for doing so. While the Priest, the Barber, et al. want to create episodes that are pleasurable, but will also end his crazy adventures, the Duques want only to prolong his adventures for the sake of their own entertainment. They make no distinction between literary/historical characters and actual people. They consider Don Quijote and Sancho simply as literary figures, whose adventures, like books, will lead to la risa, la admiración, y el gusto.
—84→The Duques' failure to distinguish between reality and fiction leads not only to their committing the ethical error of mistreating other people, but also to a serious defect in their artistic creation. Like Sansón Carrasco, they think they can manipulate every aspect of their narrative. However, the truth is that they cannot maintain absolute control, since elements of reality interfere with their plot. Their narrative does not take place within the closed world of literature, but rather is superimposed over reality. Moreover, there are times when they cannot completely mask the real world. Don Quijote, Sancho Panza, doña Rodríguez, Tosilos, and the other «characters» of the dramas of the Duques are human beings whose reactions cannot always be anticipated or controlled.
Because of their aesthetic and ethical errors of misreading, of
not recognizing the difference between literature and life, and of novelizing
others, the
Duques, believing themselves to be
discreet, are actually fools. Furthermore, sometimes they almost transform
themselves into characters of their own dramas and enter into the world of
their fiction, forgetting that their plays are only plays48. As the
Duques make fun of Don Quijote and
Sancho Panza, Cervantes satirizes
them, and the Reader laughs not at the
objects of ridicule, but at the ridiculers themselves. After reading the
adventures composed by the
Duques, the Reader agrees with the
Duke's chaplain's judgment of them: «Por el
hábito que tengo, que estoy por decir que es tan sandio vuestra
excelencia como estos pecadores. ¡Mirad si no han de ser ellos locos,
pues los cuerdos canonizan sus locuras!»
(II,
284). And although Cide Hamete Benengeli's opinion of Don Quijote and
Sancho does not seem accurate, his reading of the
Duques seems quite astute:
«[eran] tan locos los burladores como los
burlados, y... no estaban los duques dos dedos de parecer tontos, pues tanto
ahínco ponían en burlarse de dos tontos»
(II,564-565).
We meet the Duques for the first time as bad readers, who objectify others and read solely for pleasure. Soon they also become authors and begin to use their socio-economic position to manipulate Don Quijote and Sancho. During her conversation with Sancho (II, Ch. 33), the Duchess derives great pleasure from hearing him tell his version of the historia of his adventures —85→ with Don Quijote. But she also intervenes and imposes on Sancho her reading of the historia, assuming a hermeneutical function almost like that of the confessor49. The Duchess interprets his story, and on the basis of her interpretation, produces the «true» story, which is, of course, fictional. She convinces Sancho, who wants to win her favor, to reject his own reading of his life and to substitute hers. She tells him:
... real y verdaderamente yo sé de buena parte que la villana... era y es Dulcinea del Toboso, y que el buen Sancho, pensando ser el engañador, es el engañado |
(II, 301). |
The Duchess also interprets for Sancho what happened in the cave of Montesinos:
(II,301-302). |
The
Duques are authors as well as
spectators of various spectacular but not very clever adventures, from which
they derive great pleasure, laughing at the
disparates of Don Quijote and Sancho
Panza. The discreet Reader sees that in addition to being very cruel, the
Duques are not very artistic authors.
What they compose is farcical, with emphasis on the spectacular and on the pain
of the protagonists. This makes the Reader feel compassion for Don Quijote and
Sancho and disdain for the
Duques. These character-reader-authors
entrap Don Quijote both in actuality and within their fictional plots. They
impede the progress of his adventures, forcing him to participate in a series
of rather unimaginative episodes in which he is nothing but an object of
ridicule and has no opportunity to succeed. In the
Duques' plots, Don Quijote is
restricted to reacting to the situation they present him, and the conclusions
of these «adventures» are always anticlimactic. For example,
instead of having the opportunity to feign a battle with the giant Malambruno,
Don Quijote is allowed only to ride a wooden horse, after which it is announced
that the adventure has ended «con sólo
intentarla»
(II, 352).
The Duques fail especially in their grand drama of the government of Sancho. While they intend to laugh at the foolishness of the apparently simple Sancho, what happens is that Sancho governs with discretion, justice, and compassion; he is a better ruler than the «nobles» are. The Duques have been foolish, and Sancho, discreet. Their joke fails because it is based on a serious misreading of Sancho's character. Instead of leaving the island ridiculed and humiliated, Sancho departs with proven wisdom and enhanced self-knowledge.
Because he has learned, among other things, that he will be
happier ruling at home than governing an island, Sancho Panza emerges as the
triumphant character of
Don Quijote. He wins in dependence from the
Duques, from Don Quijote, and from
false ideals. And most importantly, he gains the freedom to become both his own
author and his own reader or interpreter. Sancho abandons the
Duques' plot and decides for himself
to return home. Because of his experiences as governor and his consciousness of
being a character from a famous book, Sancho «acquires... a new
self-awareness and is capable of observing and describing himself as though he
were another person»
50. This capacity to read himself
well is especially evident when he and Don Quijote encounter characters who
misunderstand them because of their familiarity with the false
Quijote. For example, when he talks with don
Alvaro Tarfe, a friend of Avellaneda's Don Quijote, Sancho distinguishes
himself from the false Sancho:
(II, 577). |
As we have seen, Cervantes repeatedly shows the presentation and reception of stories and dramas on the level of Don Quijote's story, as well as on the more interior level of the interpolated novella, «El curioso impertinente». He repeats this pattern yet again on the outermost level of the novel, the —87→ diegetic level, which communicates most directly with the Reader. Thus, not only are the characters of Don Quijote readers and narrators/authors, but also the narrators function as characters and readers. They become characters in their own narration or in that of other narrators, and like the other important characters of Don Quijote, they are readers and interpreters both of the story and of other characters.
Of course, every narrator of any story is a kind of
reader/interpreter and character, but in
Don Quijote Cervantes
reveals his narrators as such, thus showing
the Reader «how... fictions masquerading as histories are put together
by laying bare their inner workings»
51, both within the story of Don Quijote's adventures
and on its diegetic level. In both parts of
Don Quijote, but especially in Part Two, the
narrators impose themselves on the story, frequently interrupting and
commenting on it. By calling attention to the artifice of the narrative,
Cervantes «recalls us to our condition as
readers»
(Fajardo
97). He forces us to maintain a certain distance from the story, thus
teaching us, «while absorbed in the entrancing flow of narration, to
take the configuration of the whole into account»
(Gilman
13-14). This interruption, along with the representation of so many
readers and narrator/authors within the story, forces the Reader to disengage
herself (or himself) from the adventure of the moment and to think instead of
the novel as a whole and of the nature of the various elements that contribute
to the experience of reading it52. It makes her conscious of the fact that the
narrators are also readers and interpreters of the text and of the characters,
that they tell not necessarily the truth, but rather their conceptions of it,
and that sometimes they may even lie. This teaches the Reader not to rely
absolutely on any narrator and to think and judge for herself. By saturating
Don Quijote with figures who play the
literary roles of fictional character, reader, and author, Cervantes makes his
text, its narration, and reading itself as much the subjects of his novel as is
the
historia of Don Quijote and the other
characters.
As George Haley points out, Maese Pedro's puppet show most vividly
dramatizes «the interplay of story, teller and
—88→
reader»
(97) that occurs when one reads
Don Quijote. It is a microcosm of the novel,
and its relationship to the Reader is very much like that of «El curioso
impertinente» to its readers; each shows its readers a process of
narration and reception very similar to what they are experiencing outside of
the story (which is, in the case of the Reader, reading). As in
Don Quijote itself, in the puppet show the
roles of author and narrator and their manipulation of the narrative are
dramatized, revealed. The difference is that in the case of the story of
Melisendra and don Gaiferos, Cervantes can also dramatize the role of the
reader or spectator, while in
Don Quijote, he can only
imply the Reader, and through this
implication, direct him to consider his own reading.
In the performance of the puppet show, the Reader sees the dramatization of the roles of author, narrator, and reader from a superior position. Maese Pedro, the author, remains backstage throughout most of the drama. Nevertheless, his control over both the narrator and the narration is revealed when he directs his assistant:
Muchacho, no te metas en dibujos, sino haz lo que ese señor te manda, que será lo más acertado; sigue tu canto llano, y no te metas en contrapuntos, que se suelen quebrar de sotiles |
(II, 242). |
Llaneza, muchacho; no te encumbres, que toda afectación es mala |
(II, 243). |
Furthermore, as even Don Quijote observes,
the narrator does not limit himself to telling the story objectively, but
rather intervenes to interpret it. Thus, the version of the story presented is
his own version; the story is filtered through the narrator before reaching the
reader, whether he interrupts the story or not. He chooses which details to
include and presents the characters according to his own interpretation. In
addition, «[t]he assistant also indulges in the purely personal aside
that allows the spectator to see clearly where the narrator's sympathy lies and
to be influenced in his reaction accordingly. His personal commentary twice
threatens to turn into long-winded digression...»
(Haley
101). Objecting to this superfluous commentary, Don Quijote shows
himself to be a discreet reader, not willing to accept everything the narrator
says. While Don Quijote can maintain his distance from the narrator, from the
story itself he cannot. Characteristically,
—89→
he does not
distinguish between literature and life, and he again tries to transgress the
boundary between the world of fiction and that of reality, this time not just
spiritually, but physically. Needless to say, this is impossible. Attempting to
participate in art, he destroys it, ruining (or «killing») the
puppets, friends and enemies alike. With this episode, «an analogue
with implications that concern... [the] reading of the whole novel»
(Haley 109), Cervantes advises his Reader, once again, to read
with discretion.
There are so many cases in which the narrators of Don Quijote play the roles of readers and characters both implicitly and explicitly that a discussion of this subject could fill an entire book. Therefore, I will concentrate only on the fascinating complication of Part Two, when the narrators reveal themselves to be bad readers of the characters and/or of the text itself53. Like the character-readers of Part Two, the narrators judge Don Quijote and Sancho according to their readings of Part One, which seem to be as mistaken as that of the Duques. They try to impose their erroneous or deceitful readings on the Reader, as the Duchess does to Sancho, but unlike Sancho, the Reader has already received a long lesson on how to read and should resist the narrators' authority. Besides adding to this lesson, the narrators' misreading serves to underscore the development of the protagonists' characters, which is evidence of the superiority of Cervantes's art over that of his character-authors and of Avellaneda. Also, by revealing his personal attitudes toward the characters and his reactions to the story, each narrator becomes an object of his own narration, or of that of «superior» narrative presences.
Perhaps the most explicit case in which
a narrative voice judges Part Two of
Don Quijote according to its (mis)reading of
Part One occurs in Chapter II.5. The translator says that he considers this
chapter apocryphal «porque en él habla
Sancho Panza con otro estilo del que se podía prometer de su corto
ingenio, y dice cosas tan sutiles, que no tiene por posible que él las
supiese...»
(II, 73). But the discreet
Reader does not doubt that Sancho can speak grandiloquently and with
discretion, for as
—90→
Sancho shows in Part One, he has learned a
great deal from Don Quijote and from his own experiences. His lamentation in
the last chapter of Part One,
(I, 601), |
makes us laugh, but we don't think it
«apocryphal». The narrators truly seem to be ignorant when they
don't recognize changes in Don Quijote and Sancho Panza. Don Quijote himself is
more perceptive than they are, for he says to his squire, «Cada día Sancho... te vas haciendo menos simple y
más discreto»
(II, 121). Even the
narrative voice that maintains the greatest distance from the story, the
supernarrator54, appears not to
recognize changes in the protagonists. For example, in the epigraph to Chapter
II.18, He writes, «De lo que sucedió a
don Quijote en el
castillo o casa del Caballero del Verde
Gabán...»
(emphasis mine), even though in Part
Two, Don Quijote transforms very few things with his words and never imagines
that an inn is a castle.
While the attitude of the Reader toward Don Quijote evolves from mockery to compassion, the attitudes of the polyphony of narrative voices remain static. This alienates the Reader from the narrators and thus seems to further increase her compassion for Don Quijote. In Part One, the Reader shared the narrators' ironic point of view toward Don Quijote and allied herself with them. But once she is alienated from the narrators, the Reader tends to identify with Don Quijote. In part because of the narrators' misreading and abuse of Don Quijote and Sancho, the Reader's alliance with them becomes almost unconscionable, which further confirms her identification with the protagonists.
The supreme presence of
Don Quijote, Cervantes, orchestrating all of
the narrative voices, guides the Reader toward this new stance
vis-à-vis the
narrators and characters55. Mancing
—91→
observes that «Cervantes, who most directly influences
the reader's perceptions of all the characters (including Cide Hamete),
implicitly stands relatively close to his protagonist[s] and draws attention to
the insensitive, unperceptive, lying author[s]»
(80). He
compiles a rather long list, citing various instances of Cide Hamete's (or the
narrative voices') imperception, insensitivity, and deceit. The most notable
case is when a narrative voice, probably the supernarrator, tells the Reader
how he is to react to the events that follow:
(II, 368). |
The problem is that this is not the reaction of the discreet
Reader, but of the indiscreet and cruel character-readers. The scenes that
follow are not consistent with this narrator's reading of them. The discreet
Reader does not laugh at the «temeroso espanto
cencerril y gatuno que recibió don Quijote»
(II, 382), because it is not very clever and causes Don Quijote
great pain. Nor does he laugh at how Sancho behaves in his new position. Sancho
governs his island very well, and his goodness and discretion do not surprise
the perceptive Reader. The Reader laughs not at Sancho's simplicity, but at his
discreción graciosa and at the
burladores burlados.
By constructing a pattern of narration and reception that resounds from the innermost level of the text to the outermost, Cervantes implies in his text the Reader, to whom he directs the ethical and aesthetic lessons that almost all his characters refuse or fail to learn. Borges makes some very intriguing suggestions for the continuation of this pattern of character-reader-author that appears so frequently in Don Quijote:
Ese juego de extrañas ambigüedades culmina en la segunda parte; los protagonistas han leído la primera, los protagonistas del Quijote son, asimismo, lectores del Quijote. Aquí es inevitable recordar el caso de Shakespeare, que incluye en el escenario de Hamlet otro escenario, donde se representa una tragedia, que es más o menos la de Hamlet... ¿Por qué nos inquieta que Don Quijote sea lector del Quijote, y Hamlet, —92→ espectador de Hamlet? Creo haber dado con la causa: tales inversiones sugieren que si los caracteres de una ficción pueden ser lectores o espectadores, nosotros, sus lectores, o espectadores, podemos ser ficticios56. |
I agree that the metafictional nature of Don Quijote may imply this to the 20th-century reader, but I am more inclined to say that this autonovelization is precisely what Cervantes wants his readers not to do. With his complicated narrative scheme and the repeated dramatization of the narration and reception of historias, Cervantes urges his Reader not to react to his novel as his fictional readers react to historias. He wants us to respond not only with pleasure, but also with understanding, and not to enter and participate in the world of fiction, but to experience it from a superior position, to maintain a certain aesthetic distance, so that we are conscious of the reading of the narrators and readers within Don Quijote as well as of our own reading57.